Characterization of the patterns of drug-resistance mutations in newly diagnosed HIV-1 infected patients naïve to the antiretroviral drugs
- Claudia Alteri†1,
- Valentina Svicher†1,
- Caterina Gori2,
- Roberta D'Arrigo2,
- Massimo Ciccozzi3,
- Francesca Ceccherini-Silberstein1, 2,
- Marina Selleri2,
- Stefano Aviani Bardacci4,
- Massimo Giuliani5,
- Paola Elia2,
- Paola Scognamiglio2,
- Roberta Balzano2,
- Nicoletta Orchi2,
- Enrico Girardi2,
- Carlo Federico Perno1, 2Email author and
- SENDIH Study Group
© Alteri et al; licensee BioMed Central Ltd. 2009
Received: 12 November 2008
Accepted: 16 July 2009
Published: 16 July 2009
The transmission of HIV-1 drug-resistant strains in drug naive patients may seriously compromise the efficacy of a first-line antiretroviral treatment. To better define this problem, a study in a cohort of newly diagnosed HIV-1 infected individuals has been conducted. This study is aimed to assess the prevalence and the patterns of the mutations recently associated with transmitted drug resistance in the reverse transcriptase (RT) and in protease (PR) of HIV-1.
Prevalence of transmitted drug resistant strains is determined in 255 newly diagnosed HIV-1 infected patients enrolled in different counselling and testing (CT) centres in Central Italy; the Avidity Index (AI) on the first available serum sample is also used to estimate time since infection. Logistic regression models are used to determine factors associated with infection by drug resistant HIV-1 strains.
The prevalence of HIV-1 strains with at least one major drug resistance mutation is 5.9% (15/255); moreover, 3.9% (10/255) of patients is infected with HIV nucleoside reverse transcriptase inhibitor (NRTI)-resistant viruses, 3.5% (9/255) with HIV non-NRTI-resistant viruses and 0.4% (1/255) with HIV protease inhibitor (PI)-resistant viruses. Most importantly, almost half (60.0%) of patients carries HIV-1 resistant strains with more than one major drug resistance mutation. In addition, patients who had acquired HIV through homosexual intercourses are more likely to harbour a virus with at least one primary resistance mutation (OR 7.7; 95% CI: 1.7–35.0, P = 0.008).
The prevalence of drug resistant HIV-1 strains among newly diagnosed individuals in Central Italy is consistent with the data from other European countries. Nevertheless, the presence of drug-resistance HIV-1 mutations in complex patterns highlights an additional potential risk for public health and strongly supports the extension of wide genotyping to newly diagnosed HIV-1 infected patients.
The development of resistance to the currently available antiretroviral drugs against HIV-1 infection is one of the major limitations to the maintenance of a successful treatment. Its frequent detection among HIV-infected treatment failing patients [1–3] can in turn increase the risk of new infections driven by drug-resistant viral strains . This can carry important clinical implications. Indeed, once transmitted, a drug-resistant virus can persist for months to years without reversion to wild-type . In addition, the presence of drug-resistant HIV-1 strains in drug naïve patients is associated with an increased probability of virological failure to the first-line antiretroviral therapy [6–8]. For these reasons, the new guidelines recommend to perform the genotypic resistance testing in all drug naive patients, before beginning a first line antiretroviral regimen [9, 10].
To date, there is a growing literature about the rate of transmission of HIV-1 drug-resistant virus. In the United States and in Europe, where there is a wide access to highly active antiretroviral therapy (HAART), the prevalence of HIV-1 drug-resistant strains ranges between 3.3% and 14.0% in recently infected patients and between 6.1% and 12.5% in chronically infected ones [11–16].
The estimation of the rates within the patterns of transmitted drug resistance mutations is crucial for surveillance programmes and for providing feedback on the efficacy of HIV-1 prevention strategies.
To better define the size of the phenomenon, we led a study in a cohort of newly diagnosed HIV-1 infected patients in Central Italy aimed at defining i) the prevalence of the classical as well as of the novel mutations recently associated with resistance to RT and PR inhibitors (and their correlation with viral-immunological parameters), ii) the clusters of drug resistance mutations and iii) the circulation of HIV-1 subtypes and putative recombinant forms (CRFs).
The study included 263 HIV-1 infected individuals enrolled between January 2004 and March 2007 in the SENDIH (Studio Epidemiologico Nuove Diagnosi Infezione HIV-1) programme, a multicenter study aimed to collect behavioural, virological and molecular data on persons with newly diagnosed HIV infection. Characteristics and methods of the study have been previously described elsewhere . Individuals with a first HIV-1 positive test performed in 10 public Counselling and Testing centres (CTC) in Lazio Region, Italy, were invited to participate in the study. At the diagnosis, clinical and immunologic data, and blood sample have been collected from all participants to investigate the molecular characterization of the virus and to identify recently acquired infections.
Informed consent was obtained from participants and the ethics committee of the National Institute for Infectious Diseases L. Spallanzani, Rome approved the study. All of the information gathered during the study was analyzed in a completely anonymous way.
The IgG avidity assay
To estimate time since infection, we calculated the Avidity Index (AI) on the first available serum sample, using an automated anti-HIV enzyme immunoassay (EIA), as previously described [18–20]. The method is based on the rationale that antibodies produced in the early phase of an infection show a low avidity for the antigen, and the antibody avidity increases progressively with the time after exposure to an immunogen. Thus, a low avidity is likely to indicate a recent infection. In particular, an AI < 0.80 has been reported to fairly define an infection acquired in the 6 months prior the diagnosis (recent infection) while AI ≥ 0.80 is generally used in literature to define long-standing infection [18–20]. Misclassifications of recent infections as long-standing infections (and vice versa) could not be excluded for patients with an AI index between 0.80 and 0.90 .
HIV genotype analysis was performed on plasma samples by means of a commercially available kit (ViroSeq HIV-1 genotyping system; Abbott Laboratories) . The polymerase chain reaction was performed in all the 263 samples and was successful for 255 samples (yeld 97%), that were then sequenced (yeld of 97%). Briefly, RNA was extracted, retrotranscribed by murine leukemia virus reverse transcriptase (RT), and amplified with Amplitaq-Gold polymerase enzyme by using two different sequence-specific primers for 40 cycles. Pol-amplified products (containing the entire protease and the first 335 amino acids of the reverse transcriptase open reading frame, 1302 nt) were full-length sequenced in sense and antisense orientations by an automated sequencer (ABI 3100) by using seven different overlapping sequence-specific primers . Sequences having a mixture of wild-type and mutant residues at single positions were considered to have the mutant(s) at that position.
All 255 HIV-1, sequences (1302 nt) were aligned and compared with reference sequences for the Major HIV-1 subtypes, available at: http://www.hiv.lanl.gov/content/sequence/NEWALIGN/align.html using CLUSTAL X . The sequences were then manually edited with the Bioedit program , and gaps were removed from the final alignment. All sequences were analyzed using the REGA HIV-1 subtyping tool. 
Separate trees were then generated using F84 Model of substitution with both NJ and Maximum Likelihood (ML) tree building methods , for both non-B pure subtypes and putative recombinant forms.
Phylogenetic trees were performed with different evolutionary model according to the Hierarchical Likelihood Ratio Test (HLRT) implemented in the Model Test V3.0 software . The statistical robustness within each phylogenetic tree was confirmed with a bootstrap analysis using 1000 replicates for the Neighbor-Joining (NJ) tree. All calculations were performed with PAUP*4.0 software .
Simplot software version 3.2  was used to generate similarity plots and bootscan plots, for genetic diversity and intersubtype recombination analysis.
Determination of drug resistance mutations
To estimate the prevalence of resistant strains, we used the list of drug resistance mutations associated with transmitted drug resistance, that is reported by Shafer et al., 2007 . This list is used in all the epidemiological and surveillance studies addressing the transmission of HIV drug-resistance in drug naïve patients: in the RT, M41L, K65R, D67N/G, D67del, T69D, T69ins, K70R, L74V, V75A/M/T/S, F77L, L100I, K101E, K103N/S, V106A/M, Y115F, F116Y, Q151M, Y181C/I, M184V/I, Y188C/H/L, G190A/E/S/Q, L210W, T215C/D/E/F/I/S/Y/V, K219E/Q/R, P225H, M230L, P236L; in the PR, L24I, D30N, V32I, M46I, I47A/V, G48V, I50L/V, F53L, I54A/L/M/S/T/V, G73A/C/S/T, V82A/F/M/T/S, I84A/C/V, N88D/S, L90M [28, 29].
We also determined the prevalence of the RT polymorphism V60I that has been associated with the persistence of tymidine analogues mutations 1 (TAMs1) in drug naïve patients .
Other polymorphisms at positions already associated with drug resistance were also investigated.
(i) Quantitative measurements and mutation prevalence
For quantitative measurements, data sets with non-normal distributions were compared non-parametrically using Mann-Whitney U test. Categorical data were analyzed by using Fisher exact test. A p value less than 0.05 was used to determine statistical significance. Logistic regression analysis was used to examine the association between epidemiological, clinical and virological factors.
(ii) Mutation covariation
We calculated the binomial correlation coefficient (phi) for all the possible pairwise combinations between all mutations related with drug resistance. The covariation analysis was performed in the 213 HIV-1 B subtype infected patients.
All calculations were performed using a script implemented in the R software, version 2.7.1 http://www.r-project.org.
Statistically significant pairwise correlations were those with a P value < 0.05. For each pair, two positions each with a mixture of two or more mutations were excluded from the covariation analysis, since it is impossible to discriminate whether these mutations fall in the same viral genome. We used the Benjamini-Hochberg method to identify pairwise combinations that were significant in the presence of multiple-hypothesis testing; a false discovery rate of 0.05 was used to determine statistical significance. In order to analyze the covariation structure of mutations in more detail, we performed mutational clusters, defined as clusters of three or more mutated positions in which each position was significantly correlated with each other, identified by a computational technique that evaluated all possible clusters that can be formed from the significant correlated pairwise combinations of mutated positions .
Distribution of HIV-1 drug resistance mutations by selected demographic, clinical and virological characteristics of 255 newly diagnosed patients
n = 255
Patients with at least one drug resistance mutation
(NRTI, NNRTI, PI)d
n = 15
Patients with wild type virus
n = 240
OR (95% CI)f
Italian a N (%)
Male a N (%)
Median age (years) (IQR) a
Risk exposure N (%)
Intravenous drug use
Viral Load, Median (IQR),
CD4+ count, Median (IQR), cell/mm3
Co-infection N (%)
> 6 months b
Recent Infection, ≤ 6 months c
One hundred ninety three (193, 77.5%) individuals were males and more than 75% of patients were Italian (n = 188). Among 61 foreigners, 25 patients originated from South America (41.0%), 17 from Sub-Saharan Africa (27.9%), 14 from Eastern Europe (23.0%) and 5 from North and Central America (8.2%).
Based on results of Avidity Index, 58 (22.7%) patients were classified as recent infected, while the remaining 197 (77.2%) were classified as long-standing infected patients. At the time of median diagnosis, CD4 cell count was higher in individuals with a recent infection compared to those with a long-standing infection (480 [interquartile range, IQR: 366–655] cell/mm3 vs 330 [IQR: 146–484] cell/mm3, P < 0.001, data not shown) while median viremia was not significantly different in the two groups of patients (4.8 [IQR: 4.0–5.4] log10 HIV-1 RNA copies/ml vs 4.9 [IQR: 4.4–5.4] log10 HIV-1 RNA copies/ml, P = 0.09). A major proportion of Italian patients was found in the group of recently HIV-1 infected patients than in the long-standing infected one (49 [87.5%] vs 139 [72.0%], P = 0.02, data not shown).
Several factors that might affect the risk of becoming infected with drug-resistant virus were explored (Table 1). Patients who had acquired HIV through homosexual intercourses were more likely to harbour a virus with at least one primary resistance mutation (OR 7.7; 95% CI: 1.7–35.0, P = 0.008). In particular, homosexuals had a significant increased risk of harbouring HIV with resistance mutations to NRTI (OR 9.5, 95% CI: 1.2–76.6, P = 0.03), while risk of resistance mutations to NNRTI and PI was not significantly associated with HIV risk factor (P = NS). This may reflect the higher and earlier access to treatment of this class than other groups of patients.
Circulation of HIV-1 subtypes in newly diagnosed patients in Italy
Phylogenetic analysis showed that B subtype was the most predominant in the overall population (213 [83.5%]), followed by C subtype and CRF02_AG (10/255 [3.92%] each one). Regarding the country of origin, the majority of patients infected by B subtype was Italian (170 [79.8%]). Among the 42 individuals infected with a non-B subtype, 18 (42.9%) were Italian, 7 (16.7%) were from a European country, and 17 (40.5%) were from outside Europe. The prevalence of C and A subtypes was higher in non-Italian compared to Italian patients (7 [11.4%] vs 3 [1.6%], P = 0.003, and 3 vs 0 [0.0%], P = 0.01). Thus, nearly half of patients infected with a non-B subtypes were Italian.
Interestingly, we also observed the presence of CRF03_AB in one recently and in one long-standing infected patients, coming from Italy and Eastern Europe, respectively. This is the first study that reports the circulation of CRF03_AB in Italy (Figure 2).
Prevalence of major mutations associated with drug resistance
Prevalence of resistant HIV-1 strains
> 6 months (N = 197)
≤ 6 months (N = 58)
Major Drug resistance mutations
Polimorphism at major resistance related positions
Of note, 9/15 (60.0%) of these patients carried HIV-1 strains with two or more mutations associated with transmitted drug resistance. Five out of 9 patients (55.5%) were resistant to 2 drug classes (all with HIV-1 B subtype). Among these 5 patients, 4 (80.0%) were resistant to
both nucleoside reverse transcriptase inhibitors (NRTIs) and non-nucleoside reverse transcriptase inhibitors (NNRTIs), and 1 (20.0%) to NRTIs and protease inhibitors (PIs). None carried resistance to all 3 drug classes.
Major mutations associated with NRTI resistance were observed in 10 (3.9%) patients (Table 2). The revertant mutations at codon 215 were the most frequently observed (8 [3.1%]), followed by L210W (6 [2.3%]) (Table 2). Among the 8 patients with the revertant forms of T215Y/F, 5 had T215D (resulting from a single nucleotide substitution of TAC/TAT [Y] to GAC/GAT [D]), 2 had T215S (resulting from a single nucleotide substitution of either TAT/C [Y] or TTT/C [F] to TCT/TCC [S]) and 1 had a mixture of T215D/S/Y. The only TAM2 observed was D67N, found in one patient together with the TAM-1 M41L, L210W and T215Y. Similarly the 3TC-selected mutation M184V was found in only one patient (together with L210W). Thus, the majority of NRTI resistance is sustained by TAM-1 (comprising the T215Y revertant forms), suggesting that such mutational pattern confers a fitness level greater than TAM-2.
Among 9 patients (3.5%) carrying NNRTI-resistance mutations, 7 had K103N (conferring high level of resistance to both nevirapine and efavirenz) (Table 2). This mutation was found together with L100I and P225H in two and one patient, respectively; both mutations are known to occur almost exclusively with K103N in patients failing an antiretroviral regimen containing efavirenz .
Association among drug resistance mutations in newly diagnosed HIV-1 infected patients
i) Correlated pair of mutations
Significantly correlated pairs of mutations
ii) Clusters of mutations
Our study shows that the prevalence of HIV-1 drug-resistant strains in newly diagnosed patients is 5.9%, in the range described by other European and American reports [11–16], and that the majority (60.0%) of these HIV-1 strains carries more than one major drug resistance mutation.
The prevalence of major drug resistance mutations is non-significantly different in recent infections compared to long-standing infections (3.4% versus 6.6%); if something, a trend toward a decreased rate of resistance was found in recent infections (P = 0.09), that may reflect the increasing use of potent drugs and highly active antiretroviral regimens in recent years. At the same time, this supports the analysis of Blower that has estimated a progressive decrease in the proportion of acquired resistance from 1996 to 2005 . These data suggest that the phenomenon of extensive and continuously increasing transmission of resistant strains followed by their disappearance from blood (while remaining in reservoir) is not as widespread as previously foreseen.
In addition, we found that the prevalence of mutations associated with transmitted drug resistance was higher in MSM than in heterosexual patients, in line with other European and American reports [16, 34]; this factor could be related with the higher and earlier access to treatment of this class than other groups of patients.
Among major drug resistance mutations, the most common mutations observed were the NNRTI resistance mutation K103N and the NRTI T215 revertants (3.1% each one). Interestingly, the first one, K103N, was known to confer high level of resistance to nevirapine and efavirenz (without altering the viral replicative capacity), but not to the recently approved etravirine . The presence of the T215 revertants suggests a previous infection with a HIV-1 strains containing T215Y/F [36, 37], and has been associated with an increased risk of virologic failure in patients receiving a first line regimen with thymidine analogue .
We also found that about 60% of our patients harbours HIV-1 strains with more than one major drug resistance mutation. In addition, by performing a cluster analysis, we observed, in our cohort of newly diagnosed HIV-1 B subtype infected patients, the existence of a complex mutational cluster involving the revertant forms T215D/S and the TAM1 M41L, L210W (known to confer cross-resistance to all NRTIs), the K103N (known to confer cross-resistance to EFV and NVP) and the polymorphism V60I. This mutation has been shown to rescue the replicative capacity impaired by the major drug resistance mutations in the absence of drug pressure, and to contribute to the persistence over time of major drug resistance mutations in drug naïve patients . Consistent with this finding, patients infected by HIV-1 strain with V60I and TAM1 had an higher viremia than those infected by HIV-1 strain with TAM1 only (5.30 versus 3.9 log copies/ml, respectively, P = 0.09); however, the limited sample size allow us to describe only a trend, that needs to be confirmed in a larger dataset.
When we performed the clustering analysis in another cohort of 152 naïve patients from Central Italy, diagnosed between 1997–2000, we found that major mutations occurred alone in 10 (71.4%) of 14 patients with HIV-1 drug-resistant virus, more than 2 major mutations were observed only in 1 patient, and no clusters have been identified in both PR ad RT . This finding is in agreement with the Spread programme  that showed that 71% of naïve patients with drug-resistant virus, diagnosed for HIV-1 infection between 2002 and 2003, harboured strains with only a single major mutation. Thus, two important results emerge from our study: i) newly diagnosed patients carry HIV-1 strains with more drug resistance mutations than that observed in previously diagnosed patients, ii) such mutations are organized in well defined clusters, that can seriously compromise the success of a not sufficiently potent first line regimen. These findings can have important clinical implications. In particular, our results strongly support the use of genotypic test in newly diagnosed patients. This test can help clinicians to set-up and individualize initial therapy especially in patients with extensive drug resistance. It is conceivable that in these patients the drop and long-term maintenance of viral load below 50 copies/ml can be warranted only by using a combination of potent drugs, even belonging to new class (as integrase inhibitors).
One point that is missing in most of the epidemiological studies addressing transmitted drug resistance is the global frequency of use of antiretroviral drugs (mainly NNRTI and PI) in treated patients. This may allow to compare more efficiently the different results obtained in the different countries. In addition, in the attempt to better clarify our results, we collected a cohort of 2,344 patients failing HAART regimen between 2001–2007 in Central Italy . In this cohort, we observed that the percentage of patients failing an NNRTI containing regimen and the percentage of patients with NNRTI resistance mutations remained stable from 2001 to 2004, then showed a progressive decrease from 2004 to 2007 (from 40% to 26.2% and from 50% to 36.0%, respectively). This decreasing trend may be in line with the decreased percentage of drug naïve patients with NNRTI-resistance mutations (3.6% in 2004 to 0.0% in 2007). Regarding PIs, we observed that the increasing use of PIs boosted with Ritonavir (RTV) (from 18.4% in 2001 to 32.1% in 2004 and to 56.4% in 2007) is associated with a decrease in the percentage of patients with PI resistance mutations (from 58.0% in 2001 to 41% in 2004 and to 28.0% in 2007). This decreasing trend coupled with detrimental effect on viral fitness of PI resistance mutations may explain the complete absence of transmitted PI resistance mutations observed in our cohort of recently infected patients (0.0%).
Regarding the subtype distribution in our study, even if B subtype remains the prevailing one, we observed an increase of non-B subtype and of the putative recombinant forms compared to patients diagnosed in Central Italy before 2000 (16.5% vs 5.6%, P = 0.001 and 7.8% vs 0.6%, P = 0.001, respectively) (personal communication); in particular, we now report for the first time the circulation of the CRF03_AB in Italy. Of note, almost half of patients carrying non-B subtypes infected are Italian and Caucasian, confirming a diffusion and circulation of non-B subtypes within Italian population significantly increased when compared to the recent past.
Our cohort of newly diagnosed HIV-1 infected patients confirms a prevalence of drug resistance mutations in line with other reports throughout Europe. As an additional information of potential clinical relevance, the increased presence of drug resistance mutations, alone or in form of complex patterns, highlights the potential risk for public health and strongly supports the extension of wide genotyping to all patients, newly diagnosed and/or patients that start an antiretroviral regimen.
This work was financially supported by grants from the Italian Ministry of Health, and from "Progetto AIDS -ISS".
We thank Mariella Santoro, Amalia Mastrofrancesco, Fabio Continenza, Daniele Pizzi, Andrea Biddittu, Marzia Romani for sequencing and data management.
* SENDIH (Studio Epidemiologico Nuove Diagnosi Infezione da HIV) Study Group
R Balzano, MR Capobianchi, R D'Arrigo, G De Carli, P Elia, V Galati, E Girardi, C Gori, S Grisetti, A Navarra, E Nicastri, N Orchi, CF Perno, S Pittalis, V Puro, A Sampaolesi, P Scognamiglio, G Nurra, M Selleri, M Zaccarelli, MS Zaniratti (National Institute for Infective Diseases, "L. Spallanzani, Rome); A Di Carlo, M Giuliani (Division of Dermatological Infectious Diseases, STI/HIV Unit, San Gallicano Institute, Rome); A De Filippis (U.O. AIDS S. Eugenio, ASL RMC, Rome); R Brancatella, T Maggi (U.O. AIDS ASL RMB S. Pertini Hospital, Rome); P Gattari, L Spizzichino (UO AIDS ASL RME, Rome); S Schito (UO AIDS ASL RMD GB Grassi Hospital, Rome); L Sarmati, G Battagin (Clinical Infectious Diseases Unit, Tor Vergata University, Roma), L Tacconi (CRAIDS Hospital, Latina); I Gallo, E Anzalone (CRAIDS Hospital, Frosinone); A Pitorri (CRAIDS Hospital, Rieti); A Caterini, S Aviani Barbacci (CRAIDS Hospital, Viterbo).
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